SHIELDS BROKERAGE 401(K) PROFIT SHARING PLAN & TRUST

[ EIN: 02-0366859 | Plan No. 001 ]

According to Department of Labor Form 5500 data, SHIELDS BROKERAGE sponsors SHIELDS BROKERAGE 401(K) PROFIT SHARING PLAN & TRUST, categorized as a 401(k) plan. The filing shows 0 participants and total assets of $0 for the plan year 2022.

Form 5500 filings provide transparency into participant counts, financial structure, and compliance reporting.

---

Plan Sponsor: SHIELDS BROKERAGE

Location: 21 HAMPTON RD STE 106, EXETER, NH 03833

EIN: 020366859

Plan Number: 001

Plan Year: 2022

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

---