BIOVENTRIX 401(K) PLAN

[ EIN: 02-0372415 | Plan No. 001 ]

Form 5500 records indicate that BIOVENTRIX 401(K) PLAN is a 401(k) plan sponsored by BIOVENTRIX, INC.. The plan is classified as a Small Plan with 30 participants and assets totaling $1,268,048 for the 2015 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: BIOVENTRIX, INC.

Location: 12647 ALCOSTA BLVD., SUITE 400, SAN RAMON, CA 94583

EIN: 020372415

Plan Number: 001

Plan Year: 2015

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 30

Total Assets: $1,268,048

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