HENDRIE INVESTMENTS LLC 401(K) PLAN

[ EIN: 02-0532925 | Plan No. 001 ]

The HENDRIE INVESTMENTS LLC 401(K) PLAN plan, sponsored by HENDRIE INVESTMENTS LLC, is listed in Form 5500 data as a 401(k) plan. The filing reports 3 participants and total assets of $289,551 for plan year 2012.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: HENDRIE INVESTMENTS LLC

Location: 3 GREENWICH OFFICE PARK, GREENWICH, CT 06831

EIN: 020532925

Plan Number: 001

Plan Year: 2012

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 3

Total Assets: $289,551

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