CHAPDELAINE BROKERAGE, LLC 401(K) PLAN

[ EIN: 02-0664936 | Plan No. 001 ]

The CHAPDELAINE BROKERAGE, LLC 401(K) PLAN plan, sponsored by CHAPDELAINE BROKERAGE, LLC, is listed in Form 5500 data as a 401(k) plan. The filing reports 0 participants and total assets of $0 for plan year 2011.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: CHAPDELAINE BROKERAGE, LLC

Location: ONE SEAPORT PLAZA, NEW YORK, NY 10038

EIN: 020664936

Plan Number: 001

Plan Year: 2011

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

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