ATHENA CAPITAL RESEARCH LLC 401K PLAN

[ EIN: 02-0699654 | Plan No. 001 ]

Form 5500 records indicate that ATHENA CAPITAL RESEARCH LLC 401K PLAN is a 401(k) plan sponsored by ATHENA CAPITAL RESEARCH. The plan is classified as a Large Plan with 18 participants and assets totaling $1,396,571 for the 2013 plan year.

These filings allow insight into employer-sponsored plan structure, participation levels, and financial data.

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Plan Sponsor: ATHENA CAPITAL RESEARCH

Location: 225 W. 34TH STREET, SUITE 1300, NEW YORK, NY 10122

EIN: 020699654

Plan Number: 001

Plan Year: 2013

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 18

Total Assets: $1,396,571

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