JAMES W. HERLIHY, JR., CLU 401(K) PLAN

[ EIN: 03-0283298 | Plan No. 002 ]

JAMES W. HERLIHY, JR., CLU 401(K) PLAN, sponsored by JAMES W. HERLIHY, JR., CLU, appears in Form 5500 filings as a 401(k) plan. The plan reported 4 participants and total assets of $218,466 during the 2011 reporting period.

Form 5500 filings provide transparency into participant counts, financial structure, and compliance reporting.

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Plan Sponsor: JAMES W. HERLIHY, JR., CLU

Location: 20 WASHINGTON STREET, RUTLAND, VT 05701

EIN: 030283298

Plan Number: 002

Plan Year: 2011

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 4

Total Assets: $218,466

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