HEARTWORKS, INC. 401(K) PLAN DTD 01/01/03

[ EIN: 03-0325962 | Plan No. 001 ]

According to Department of Labor Form 5500 data, HEARTWORKS, INC. sponsors HEARTWORKS, INC. 401(K) PLAN DTD 01/01/03, categorized as a 401(k) plan. The filing shows 0 participants and total assets of $0 for the plan year 2013.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

---

Plan Sponsor: HEARTWORKS, INC.

Location: P.O. BOX 339, SHELBURNE, VT 05482

EIN: 030325962

Plan Number: 001

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

---