NEURION PHARMACEUTICALS 401(K) RETIREMENT PLAN

[ EIN: 03-0381081 | Plan No. 001 ]

NEURION PHARMACEUTICALS 401(K) RETIREMENT PLAN, sponsored by NEURION PHARMACEUTICALS, INC., appears in Form 5500 filings as a 401(k) plan. The plan reported 3 participants and total assets of $18,182 during the 2011 reporting period.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: NEURION PHARMACEUTICALS, INC.

Location: 1 W MOUNTAIN ST UNIT 10, PASADENA, CA 91103

EIN: 030381081

Plan Number: 001

Plan Year: 2011

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 3

Total Assets: $18,182

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