HAROLD C BROWN & CO LLC PROFIT SHARING PLAN

[ EIN: 03-0431726 | Plan No. 001 ]

According to Department of Labor Form 5500 data, HAROLD C. BROWN & CO., LLC sponsors HAROLD C BROWN & CO LLC PROFIT SHARING PLAN, categorized as a 401(k) plan. The filing shows 33 participants and total assets of $12,752,590 for the plan year 2011.

These filings allow insight into employer-sponsored plan structure, participation levels, and financial data.

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Plan Sponsor: HAROLD C. BROWN & CO., LLC

Location: ONE HSBC CTR STE 3800, BUFFALO, NY 14203

EIN: 030431726

Plan Number: 001

Plan Year: 2011

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 33

Total Assets: $12,752,590

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