VALHALLA CAPITAL ADVISORS, LLC 401(K) PLAN

[ EIN: 03-0449546 | Plan No. 001 ]

Form 5500 filing classifies VALHALLA CAPITAL ADVISORS, LLC 401(K) PLAN as a 401(k) plan, sponsored by VALHALLA CAPITAL ADVISORS, LLC. The plan is a Small Plan with 0 participants and total assets of $0 reported for the 2010 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: VALHALLA CAPITAL ADVISORS, LLC

Location: 5 PLAZA CENTER, SUITE 2720, JERSEY CITY, NJ 07311

EIN: 030449546

Plan Number: 001

Plan Year: 2010

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

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