TWS FINANCIAL RETIREMENT PLAN

[ EIN: 03-0493609 | Plan No. 001 ]

The TWS FINANCIAL RETIREMENT PLAN plan, sponsored by TWS FINANCIAL, LLC, is listed in Form 5500 data as a 401(k) plan. The filing reports 0 participants and total assets of $0 for plan year 2013.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: TWS FINANCIAL, LLC

Location: 739 MANHATTAN AVE, BROOKLYN, NY 11222

EIN: 030493609

Plan Number: 001

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

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