RITCHIE & SONS 401(K) PLAN

[ EIN: 04-2460437 | Plan No. 003 ]

Form 5500 records indicate that RITCHIE & SONS 401(K) PLAN is a 401(k) plan sponsored by 942030-01 RITCHIE & SONS, INC.. The plan is classified as a Small Plan with 0 participants and assets totaling $0 for the 2012 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

---

Plan Sponsor: 942030-01 RITCHIE & SONS, INC.

Location: 195 BALLARDVALE STREET, WILMINGTON, MA 01887

EIN: 042460437

Plan Number: 003

Plan Year: 2012

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

---