SHAW MUDGE & COMPANY SAVINGS AND RETIREMENT PLAN

[ EIN: 06-0851979 | Plan No. 002 ]

Form 5500 filing classifies SHAW MUDGE & COMPANY SAVINGS AND RETIREMENT PLAN as a 401(k) plan, sponsored by SHAW MUDGE & COMPANY. The plan is a Large Plan with 3 participants and total assets of $1,565 reported for the 2009 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: SHAW MUDGE & COMPANY

Location: 666 SUMMER STREET, STAMFORD, CT 06901

EIN: 060851979

Plan Number: 002

Plan Year: 2009

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 3

Total Assets: $1,565

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