ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

[ EIN: 06-0871090 | Plan No. 001 ]

ROBERT K. GRIFFITH & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN is reported on Form 5500 as a 401(k) plan sponsored by ROBERT K. GRIFFITH & ASSOCIATES, INC.. For the 2011 plan year, the plan had 6 participants and total assets of $733,907.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: ROBERT K. GRIFFITH & ASSOCIATES, INC.

Location: 15-A PEARL AVENUE, PUTNAM, CT 06260

EIN: 060871090

Plan Number: 001

Plan Year: 2011

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 6

Total Assets: $733,907

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