DHARMA THERAPEUTICS, INC. 401(K) PLAN

[ EIN: 16-1715761 | Plan No. 001 ]

Form 5500 records indicate that DHARMA THERAPEUTICS, INC. 401(K) PLAN is a 401(k) plan sponsored by DHARMA THERAPEUTICS, INC.. The plan is classified as a Small Plan with 3 participants and assets totaling $268,897 for the 2013 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: DHARMA THERAPEUTICS, INC.

Location: 1124 COLUMBIA ST., SUITE 450, SEATTLE, WA 98104

EIN: 161715761

Plan Number: 001

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 3

Total Assets: $268,897

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