THE INSTIUTUTE FOR WEALTH MANAGEMENT 401(K) PLAN

[ EIN: 20-0013572 | Plan No. 001 ]

THE INSTIUTUTE FOR WEALTH MANAGEMENT 401(K) PLAN, sponsored by THE INSTITUTE FOR WEALTH MANAGEMENT LLC, appears in Form 5500 filings as a 401(k) plan. The plan reported 4 participants and total assets of $542,693 during the 2023 reporting period.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: THE INSTITUTE FOR WEALTH MANAGEMENT LLC

Location: 9878 W BELLEVIEW AVENUE, SUITE 2306, DENVER, CO 80123

EIN: 200013572

Plan Number: 001

Plan Year: 2023

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 4

Total Assets: $542,693

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