BRIAN PAUL AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

[ EIN: 33-0049786 | Plan No. 001 ]

BRIAN PAUL AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN, sponsored by BRIAN PAUL AND ASSOCIATES, INC., appears in Form 5500 filings as a 401(k) plan. The plan reported 0 participants and total assets of $0 during the 2011 reporting period.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: BRIAN PAUL AND ASSOCIATES, INC.

Location: 4435 EASTGATE MALL, SUITE 100, SAN DIEGO, CA 92121

EIN: 330049786

Plan Number: 001

Plan Year: 2011

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

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