CERTIFIED FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN

[ EIN: 33-0128386 | Plan No. 002 ]

CERTIFIED FINANCIAL GROUP, INC. 401(K) PROFIT SHARING PLAN is reported on Form 5500 as a 401(k) plan sponsored by CERTIFIED FINANCIAL GROUP, INC.. For the 2013 plan year, the plan had 1 participants and total assets of $2,644,062.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: CERTIFIED FINANCIAL GROUP, INC.

Location: 9 CHANDON, NEWPORT COAST, CA 92657

EIN: 330128386

Plan Number: 002

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 1

Total Assets: $2,644,062

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