DUNCAN FINANCIAL SAFE HARBOR 401(K) PLAN

[ EIN: 33-0707692 | Plan No. 001 ]

DUNCAN FINANCIAL SAFE HARBOR 401(K) PLAN, sponsored by DUNCAN FINANCIAL, appears in Form 5500 filings as a 401(k) plan. The plan reported 5 participants and total assets of $200,611 during the 2009 reporting period.

These filings allow insight into employer-sponsored plan structure, participation levels, and financial data.

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Plan Sponsor: DUNCAN FINANCIAL

Location: 5973 AVENIDA ENCINAS, SUITE 210, CARLSBAD, CA 92008

EIN: 330707692

Plan Number: 001

Plan Year: 2009

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 5

Total Assets: $200,611

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