THORNES & ASSOCIATES INC. INVESTMENT SECURITIES 401(K) PROFIT SHARING

[ EIN: 33-0708373 | Plan No. 001 ]

The THORNES & ASSOCIATES INC. INVESTMENT SECURITIES 401(K) PROFIT SHARING plan, sponsored by THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES, is listed in Form 5500 data as a 401(k) plan. The filing reports 6 participants and total assets of $463,175 for plan year 2012.

These filings allow insight into employer-sponsored plan structure, participation levels, and financial data.

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Plan Sponsor: THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES

Location: 412 EAST STATE STREET, REDLANDS, CA 92373

EIN: 330708373

Plan Number: 001

Plan Year: 2012

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 6

Total Assets: $463,175

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