CERES 401(K) SAVINGS PLAN

[ EIN: 33-0727287 | Plan No. 001 ]

CERES 401(K) SAVINGS PLAN, sponsored by CERES, INC., appears in Form 5500 filings as a 401(k) plan. The plan reported 33 participants and total assets of $0 during the 2016 reporting period.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: CERES, INC.

Location: 1535 RANCHO CONEJO BLVD., THOUSAND OAKS, CA 91320

EIN: 330727287

Plan Number: 001

Plan Year: 2016

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 33

Total Assets: $0

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