ESCHATON OPPORTUNITIES FUND MANAGEMENT 401(K) PROFIT SHARING PLAN

[ EIN: 45-4251168 | Plan No. 001 ]

ESCHATON OPPORTUNITIES FUND MANAGEMENT 401(K) PROFIT SHARING PLAN, sponsored by ESCHATON OPPORTUNITIES FUND MANAGEMENT, appears in Form 5500 filings as a 401(k) plan. The plan reported 5 participants and total assets of $152,481 during the 2017 reporting period.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

---

Plan Sponsor: ESCHATON OPPORTUNITIES FUND MANAGEMENT

Location: 701 BRICKELL AVENUE, MIAMI, FL 33131

EIN: 454251168

Plan Number: 001

Plan Year: 2017

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 5

Total Assets: $152,481

---