STARK MUNICIPAL BROKERS 401(K) PLAN

[ EIN: 95-4225734 | Plan No. 001 ]

STARK MUNICIPAL BROKERS 401(K) PLAN, sponsored by I.E. INVESTMENTS DBA STARK MUNICIPAL BROKERS, appears in Form 5500 filings as a 401(k) plan. The plan reported 10 participants and total assets of $1,023,925 during the 2015 reporting period.

Form 5500 filings provide transparency into participant counts, financial structure, and compliance reporting.

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Plan Sponsor: I.E. INVESTMENTS DBA STARK MUNICIPAL BROKERS

Location: 28632 ROADSIDE DR STE 215, AGOURA HILLS, CA 91301

EIN: 954225734

Plan Number: 001

Plan Year: 2015

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 10

Total Assets: $1,023,925

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