THE J GREGORY BROWN & COMPANY RETIREMENT SAVINGS PLAN

[ EIN: 95-4302916 | Plan No. 001 ]

Form 5500 filing classifies THE J GREGORY BROWN & COMPANY RETIREMENT SAVINGS PLAN as a 401(k) plan, sponsored by J GREGORY BROWN & COMPANY INCORPORATED. The plan is a Small Plan with 0 participants and total assets of $0 reported for the 2013 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: J GREGORY BROWN & COMPANY INCORPORATED

Location: 500 N STATE COLLEGE BLVD STE 400, ORANGE, CA 92868

EIN: 954302916

Plan Number: 001

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

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