DAVID HERMAN & CO., INC. 401(K) PLAN & TRUST

[ EIN: 95-4356022 | Plan No. 002 ]

Form 5500 filing classifies DAVID HERMAN & CO., INC. 401(K) PLAN & TRUST as a 401(k) plan, sponsored by DAVID HERMAN & CO., INC.. The plan is a Small Plan with 2 participants and total assets of $33,372 reported for the 2013 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: DAVID HERMAN & CO., INC.

Location: C/O 2049 CENTURY PARK EAST, SUITE 3, LOS ANGELES, CA 90067

EIN: 954356022

Plan Number: 002

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 2

Total Assets: $33,372

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