THE IMPERIAL CAPITAL, LLC 401(K) PLAN

[ EIN: 95-4644495 | Plan No. 001 ]

According to Department of Labor Form 5500 data, IMPERIAL CAPITAL, LLC sponsors THE IMPERIAL CAPITAL, LLC 401(K) PLAN, categorized as a 401(k) plan. The filing shows 197 participants and total assets of $38,056,249 for the plan year 2023.

Form 5500 filings provide transparency into participant counts, financial structure, and compliance reporting.

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Plan Sponsor: IMPERIAL CAPITAL, LLC

Location: 10100 SANTA MONICA BLVD, LOS ANGELES, CA 90067

EIN: 954644495

Plan Number: 001

Plan Year: 2023

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 197

Total Assets: $38,056,249

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