DANIEL A. CAPEN, MD PROFIT SHARING 401(K) PLAN

[ EIN: 95-4649508 | Plan No. 002 ]

Form 5500 records indicate that DANIEL A. CAPEN, MD PROFIT SHARING 401(K) PLAN is a 401(k) plan sponsored by DANIEL A. CAPEN, MD, A PROFESSIONAL CORPORTION. The plan is classified as a Small Plan with 1 participants and assets totaling $835,937 for the 2013 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: DANIEL A. CAPEN, MD, A PROFESSIONAL CORPORTION

Location: 7700 IMPERIAL HIGHWAY SUITE R, DOWNEY, CA 90262

EIN: 954649508

Plan Number: 002

Plan Year: 2013

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 1

Total Assets: $835,937

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