GUTTMAN FINANCIAL & INSURANCE 401(K) PLAN

[ EIN: 95-4837291 | Plan No. 001 ]

Form 5500 filing classifies GUTTMAN FINANCIAL & INSURANCE 401(K) PLAN as a 401(k) plan, sponsored by GUTTMAN FINANCIAL & INSURANCE SERVICE, INC. The plan is a Small Plan with 2 participants and total assets of $544,688 reported for the 2010 plan year.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: GUTTMAN FINANCIAL & INSURANCE SERVICE, INC

Location: 6345 BALBOA BLVD. #290, ENCINO, CA 91316

EIN: 954837291

Plan Number: 001

Plan Year: 2010

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 2

Total Assets: $544,688

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