LIBRA SECURITIES HOLDINGS, LLC PROFIT SHARING PLAN

[ EIN: 95-4874655 | Plan No. 001 ]

According to Department of Labor Form 5500 data, LIBRA SECURITIES HOLDINGS, LLC sponsors LIBRA SECURITIES HOLDINGS, LLC PROFIT SHARING PLAN, categorized as a 401(k) plan. The filing shows 0 participants and total assets of $0 for the plan year 2009.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: LIBRA SECURITIES HOLDINGS, LLC

Location: 11766 WILSHIRE BLVD., SUITE 870, LOS ANGELES, CA 90025

EIN: 954874655

Plan Number: 001

Plan Year: 2009

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 0

Total Assets: $0

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