SHELTER BAY SECURITIES, LLC 401(K) PLAN

[ EIN: 02-0721017 | Plan No. 001 ]

Form 5500 records indicate that SHELTER BAY SECURITIES, LLC 401(K) PLAN is a 401(k) plan sponsored by SHELTER BAY SECURITIES, LLC. The plan is classified as a Large Plan with 3 participants and assets totaling $407,685 for the 2010 plan year.

These filings allow insight into employer-sponsored plan structure, participation levels, and financial data.

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Plan Sponsor: SHELTER BAY SECURITIES, LLC

Location: 8942 SHENENDOAH CIRCLE, NAPLES, FL 34113

EIN: 020721017

Plan Number: 001

Plan Year: 2010

Plan Size: Large Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 3

Total Assets: $407,685

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