SHELTER BAY SECURITIES, LLC DEFINED BENEFIT PLAN

[ EIN: 02-0721017 | Plan No. 002 ]

According to Department of Labor Form 5500 data, SHELTER BAY SECURITIES, LLC sponsors SHELTER BAY SECURITIES, LLC DEFINED BENEFIT PLAN, categorized as a Defined Benefit plan. The filing shows 3 participants and total assets of $881,956 for the plan year 2010.

Defined Benefit plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: SHELTER BAY SECURITIES, LLC

Location: 8942 SHENANDOAH CIRLE, NAPLES, FL 34113

EIN: 020721017

Plan Number: 002

Plan Year: 2010

Plan Size: Large Plan

Plan Entity Type: Defined Benefit

Plan Type: Defined Benefit

Participants: 3

Total Assets: $881,956

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