SPECTRUM ASSET MANAGEMENT, INC. 401(K) PLAN

[ EIN: 33-0171752 | Plan No. 001 ]

Form 5500 filing classifies SPECTRUM ASSET MANAGEMENT, INC. 401(K) PLAN as a 401(k) plan, sponsored by SPECTRUM ASSET MANAGEMENT, INC.. The plan is a Small Plan with 6 participants and total assets of $329,212 reported for the 2010 plan year.

These filings allow insight into employer-sponsored plan structure, participation levels, and financial data.

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Plan Sponsor: SPECTRUM ASSET MANAGEMENT, INC.

Location: 1301 DOVE STREET, SUITE 970, NEWPORT BEACH, CA 92660

EIN: 330171752

Plan Number: 001

Plan Year: 2010

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 6

Total Assets: $329,212

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