SPECTRUM ASSET MANAGEMENT, INC. 401(K) PLAN

[ EIN: 33-0171752 | Plan No. 002 ]

SPECTRUM ASSET MANAGEMENT, INC. 401(K) PLAN, sponsored by SPECTRUM ASSET MANAGEMENT, INC., appears in Form 5500 filings as a 401(k) plan. The plan reported 11 participants and total assets of $2,755,506 during the 2024 reporting period.

401(k) plans are subject to ERISA disclosure requirements and annual reporting obligations.

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Plan Sponsor: SPECTRUM ASSET MANAGEMENT, INC.

Location: 1301 DOVE STREET, SUITE 720, NEWPORT BEACH, CA 92660

EIN: 330171752

Plan Number: 002

Plan Year: 2024

Plan Size: Small Plan

Plan Entity Type: Defined Contribution

Plan Type: 401(k)

Participants: 11

Total Assets: $2,755,506

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